Business Law
Corporate Finance and Securities Regulation
Type of Work
This is a sampling of the types of securities related transactions and issues with which we have experience:
Financings
- Long form prospectus offerings
- Short form prospectus offerings
- Shelf prospectus offerings
- CPC prospectus offerings
- Offering memorandums
- Equity
- Debt
- Convertible debt
- Extendible convertible debt
- Subscription receipts
- Special warrants
- “At-the-market” distributions
Transactions
- Mergers, acquisitions and dispositions
- CPC qualifying transactions
- Reverse take-overs
- Amalgamations
- Plans of arrangement
- Lossco transactions
- Take-over bids
- Issuer bids
- Going-private transactions
- Related party transactions
- Proxy contests
- Due diligence
Compliance
- Continuous disclosure (e.g. AIFs, information circulars, executive compensation, press releases, material change reports, MD&A, etc)
- Oil and gas disclosure
- Corporate governance
- Securities legislation
- Stock exchange rules
- Exemptive relief applications
- SEDAR filings
- SEDI filings
- Securities litigation